Compliance ? Sr Compliance Associate jobs in New Jersey at MetLife

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At MetLife we?re always looking for talented Compliance professionals prepared to work toward our goal ? to build financial freedom for everyone. When your job in Compliance at MetLife begins, you?ll notice a difference right from the start. It?s not just in the way we work, but the way we live every part of our lives ? financially, professionally and personally. Learn more about Compliance jobs with MetLife today.

applyMorristown, NJ

	Job Location
	Virtual Location
	Job Description
	Summary of Responsibilities: This position, within the Corporate Ethics and Compliance Department, is responsible for assisting in the development and maintenance of the compliance risk management program for MetLife?s Investments Department, including its registered investment adviser, and for ensuring that all relevant laws, rules, and regulations are identified and being adhered to. MetLife?s Investments Department is an institutional investment manager with breadth across various asset sectors and global markets, managing over 0 billion in domestic and international assets. This associate is responsible for developing and implementing appropriate policies and procedures and for designing and executing on a monitoring and testing plan to ensure that the Investments Department and the SEC-registered investment adviser remain in compliance with relevant state and federal rules and regulations. The incumbent will play a key strategic role in evaluating new business initiatives, identifying regulatory and compliance risks, ensuring appropriate controls are in place to mitigate those risks and make recommendations about the direction of the compliance program. This position requires working collaboratively with Investments Department business partners, Financial Management Group business partners and with other risk management organizations, including Enterprise Risk Management, the Law Department and Internal Audit. Principal Responsibilities: Contribute to the ongoing administration of the Investments Department?s compliance program and day-to-day monitoring activities associated therewith. Participate in meetings with key business partners to understand processes and learn about new business initiatives to identify emerging risks or control deficiencies. Coordinate with Internal Audit and the Law Department to identify weaknesses in controls or other areas of concern and assist in developing new controls and/or procedures to mitigate potential risks. Keep abreast of changes in the regulatory environment and assess compliance policies and procedures to ensure they cover all applicable rules, laws, and regulations Continuously assess the control environment within Investments and recommend and/or implement enhanced controls where appropriate. Maintain and update compliance policies and procedures and communicate revisions to Investments Department associates. Conduct periodic training sessions for Investments personnel to reiterate the importance of the compliance program and provide details on specific policies and procedures. Assist in the annual investment advisor review process and drafting the annual report. Act as a key contact to Investments Department associates for all compliance-related questions or concerns. Knowledge/Skills/Competencies Required: Strong working knowledge of the Investment Advisers Act of 1940 7-12 years relevant experience in the investment management industry Educational background ? minimum Bachelor?s Degree, JD or MBA preferred Excellent analytical and research skills Excellent written and oral communication skills, including ability to prepare and conduct presentations and communicate with all levels of management Demonstrated interpersonal, leadership, and team-building skills Dedicated, self-motivated with an ability to work independently and in a team environment Strong computer skills including Excel, Word, Power Point and Lotus Notes The nature of the compliance function does not inherently impact earnings, revenue or budgets. However, it does serve to protect against the imposition of fines by federal and state regulatory authorities as well as guard against sanctions or reprimands which would cause negative publicity toward the MetLife enterprise.
	Experience Required
	Education Required
	Business Category
	Legal Affairs - Compliance
	Job Category
	Number of Openings
	Equal Employment Opportunity
	MetLife is proud to be an equal opportunity/affirmative action employer. We are committed to attracting, retaining and maximizing the performance of a diverse and inclusive workforce.
	How To Apply
	For immediate consideration, click on the Apply Now button below. You will be directed to complete an on-line profile which may take 15 ? 20 minutes to complete. Upon completion, you will receive an automated confirmation email verifying you have successfully applied to the job.

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Source: http://tgtai.net/compliance/2012/07/20/compliance-sr-compliance-associate-jobs-in-new-jersey-at-metlife/

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